ACAMS CAMS7 試験概要:

ACAMS CAMS7 試験シラバストピック:

ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) 認定 CAMS7 試験問題：

問題 #1

Which statement regarding data privacy is the most accurate in the context of AML investigations?

A. Data privacy laws prohibit information sharing between financial institutions for the purposes of AML investigations in all jurisdictions
B. Organizations are required to demonstrate that customers have opted into information sharing before submitting suspicious activity reports to relevant financial intelligence units (FIUs)
C. Any customer that is the subject of a suspicious report filing has the right to request redaction of their personal data
D. FIUs should document purposes for which personal data included on suspicious activity reports may be shared with other agencies

問題 #2

Which situation involving a vendor presents increased AML and/or sanctions risk to an organization?

A. The vendor has no individuals that own or control more than 10% of the company
B. The vendor's sales representative was a refugee from a sanctioned jurisdiction as a child
C. The vendor is organized as a privately held company
D. The vendor provides services to end users located in an area subject to economic sanctions

問題 #3

Which of the following is an important factor to consider when setting up an anti-financial crimes (AFC) compliance program governance structure?

A. Ensuring the structure is reviewed by an outside auditor or consultant
B. Establishing clear roles and responsibilities for AFC risk escalations and issues
C. Establishing a system of internal controls commensurate with the institution's size and complexity
D. Designating a qualified board of directors to monitor day-to-day compliance

問題 #4

Which of the following ate efficient approaches lo performing horizon scanning? (Select Two.)

A. Relying on information and insights from peers and working groups
B. Subscribing lo a regulators' newsletter
C. Regularly contacting the regulator to inquire about updates and future developments
D. Using a specific provider for regulatory horizon scanning

問題 #5

A law firm is involved in setting up complex offshore corporate structures for a client with minimal documentation of the source of funds. The firm does not question the client's transactions or report any suspicious activity. What is the primary money laundering risk associated with this behavior by the law firm?

A. The law firm is engaging in aggressive tax planning to help the client avoid legal taxes
B. The law firm is avoiding fees by minimizing documentation for clients in high-risk jurisdictions
C. The law firm is providing routine legal services that include creating complex legal structures, and no further scrutiny is required
D. The law firm is acting as a gatekeeper, facilitating the movement and concealment of illicit funds through complex corporate structures

解説：